DIRS.INFO top alerts submit data jurnalism about API
login
Top related persons:
Banks - 1 Crispin Odey - 1 Goldman Sachs - 1 Morgan Stanley - 1 MS.N - 1 Odey - 1 Epstein - 1 Michael Oliver Weinberg - 1
Top related locs:
London New York
Top related orgs:
Wall - 1 Odey - 1 Management - 1 Financial Times - 1 Tortoise Media - 1 JPMorgan - 1 Odey Asset Management - 1 CMT - 1

Search resuls for: "Erika Kelton"


2 mentions found


☆ Analysis: Odey scandal prompts Wall Street rethink on how to vet hedge funds
  + stars: | 2023-06-15 | by ( Nell Mackenzie Kirstin Ridley | Nell Mackenzie | Kirstin Ridley | ) www.reuters.com   time to read: +6 min
A spokesperson for the hedge fund declined further comment on Thursday. Big banks typically agree terms with hedge funds that allow them to cut ties at short notice, five sources from prime brokerages and hedge funds told Reuters. Prime brokerages may now refine due diligence processes and perform more thorough background checks on hedge funds, said Jim Neumann, chief investment officer of Sussex Partners, which advises investors on how they give their money to hedge funds. But many of these agreements mainly focus on the financial viability of the hedge fund, two of the sources said. One hedge fund manager said he was asked in his due diligence with the bank if he was approved by the UK regulator, the Financial Conduct Authority.
Persons: Banks, Crispin Odey, Goldman Sachs, Morgan Stanley, MS.N, Odey, Epstein, Michael Oliver Weinberg, JPMorgan Chase, JPM.N, Jeffrey Epstein, Bill Hwang, brokerages, Jim Neumann, Neumann, Archegos, Erika Kelton, Phillips, Cohen, Nell Mackenzie, Kirstin Ridley, Carolina Mandl, Dhara Ranasinghe, Elisa Martinuzzi, Matthew Lewis Organizations: Wall, Odey, Management, Financial Times, Tortoise Media, JPMorgan, Odey Asset Management, Reuters, CMT, Archegos Capital Management, Sussex Partners, UBS, Financial, Authority, Thomson Locations: London, New York
☆ The SEC just paid out nearly $279 million to a tipster in its largest-ever award. Here's an inside look at the crazy world of whistleblower lawsuits.
  + stars: | 2023-05-08 | by ( Samantha Stokes | ) www.businessinsider.com   time to read: +11 min
The regulator announced a nearly $279 million award to a whistleblower on May 5, more than double the previous record of $114 million awarded in October 2020. When whistleblower information leads to settlements, tipsters can earn between 10 and 30 percent of the financial penalties paid by wrongdoers. When whistleblower information leads to settlements, the tipsters can earn a percentage of the financial penalties paid by wrongdoers. The tipster's law firm, Kirby McInerney, worked with state authorities on the investigation after "Tooley's" lawsuit was filed. This means tax-fraud whistleblowers will increasingly look for ways to bring their tips to New York law enforcement to be more involved in the investigation process.
0 next >>
Total: 2